Regulatory and Compliance Training & Consultancy

Legal Finance Training, Recruitment and Consultancy

Legal Finance Training

1. SRA Standards and Regulations Training
2. Online Consultation and Advice
3. Legal Cashier Training
4. SRA Accounts Rules Training
5. SRA Reporting Accountants Training
6. Residual Client Balances Training
7. COFA Training
8. COLP Training
9. Anti Money Laundering Training
10. SRA Regulation Update Training
11. CLC Accounts Code Training
12. CLC HoFA Training
13. SRA Code of Conduct Training
14. Conflicts of Interest Training
15. VAT for Solicitors Training
16. Surviving an SRA Inspection Training
17. Testimonials
18. IPReg Training
19. Equality and Diversity Training
20. Client Care for Solicitors Training
21. SRA Handbook Training
22. Mortgage Fraud Training

Legal Finance Courses

1. Legal Cashier Courses
2. SRA Accounts Rules Courses
3. SRA Reporting Accountants Courses
4. Residual Client Balances Courses
5. COFA Courses
6. COLP Courses
7. Anti Money Laundering Courses
8. SRA Regulation Update Courses
9. CLC Accounts Code Courses
10. CLC HoFA Courses
11. SRA Handbook Courses
12. SRA Code of Conduct Courses
13. Conflicts of Interest Courses
14. VAT for Solicitors Courses
15. Surviving an SRA Inspection Courses
16. IPReg Courses
17. Equality and Diversity Courses
18. Mortgage Fraud Courses
19. Client Care for Solicitors Courses
20. Online Consultation and Advice Courses
21. SRA Standards and Regulations Courses

1. SRA Accounts Rules 2011
2. VAT for Solicitors
3. Money Laundering

1. New SRA Accounts Rules 2019 Launch Date
2. SRA Anti Money Laundering Clampdown
3. SRA Accounts Rules 2018 Approved by SRA Board
4. SRA Accounts Rules 2018 New Training Course Webinar
5. New SRA Guidance improper use of a client account as a banking facility
6. Residual Client Ledger Balances Tougher Regulatory Approach by the SRA
7. New Legal Cashiers Training Course Launched
8. Solicitors Tribunal SRA Accounts Rules Banking Facility
9. Making Tax Digital Impact on the Legal Sector
10. SRA Accounts Rules Why Proper Supervision Matters
11. VAT on Disbursements Update
12. Money Laundering Regulations 2017 SRA Regulation and Law Society Update
13. NEW Regulation by IPReg Training Course Launched
14. Cavalier Approach to Residual Client Ledger Balances Leads to Solicitors Suspension
15. VAT on Disbursements Are you getting it right
16. National Risk Assessment Key Money Laundering Risks in the Legal Sector
17. Draft SRA Accounts Rules 2018 Published
18. Money Laundering Regulations 2017 Are You Ready
19. New Money Laundering Regulations 2017 Training Course Launched
20. Residual Client Ledger Balances Help
21. SRA Accounts Rules No Changes Before 2018 at the Earliest
22. Residual Client Ledger Balance Workshops
23. Residual Client Ledger Balances and the COFAs Reporting Obligations
24. SRA Guidance for COFAs
25. SRA Accounts Rules 2017 Summary of Changes
26. Accepting Credit or Debit Cards under the SRA Accounts Rules 2011
27. Changes to the Financial Services Compensation Scheme
28. Accountants Reports Rule Changes Phase Two
29. Fourth Money Laundering Directive Summary of Changes
30. Two New Training Courses Launched
31. Residual Client Ledger Balances Guidance
32. Residual Client Ledger Balances
33. SRA Issues Bank Scam Warning
34. Accountants Reports Rule Changes
35. Surviving an SRA Forensic Investigation Visit
36. SRA Accredited Legal CPD Training Course Schedule for 2014_15
37. Accountants Report Unnecessary Burden or Effective Deterrent
38. Fixed Fees v's Agreed Fees Guidance for Solicitors
39. COLP and COFA Support Service
40. Cheque Clearance and the SRA Accounts Rules
41. Version 8 of the SRA Accounts Rules 2011 Published
42. COLP and COFA Reporting Requirements to be Relaxed
43. In House Legal CPD Training Offer
44. New COLP CPD Training Course Launched
45. CPD Legal Training Course Special Offer
46. COFA Reporting Requirements to be Relaxed
47. COFA Masterclass CPD Training Course Launched
48. COLP and COFA Deadline Warning
49. COFA Guide
50. Legal CPD Training Course Schedule for 2012_13
51. SRA Board to Delay Launch of COFA and COLP Regime
52. COLP and COFA Nomination Timetable Update
53. CPD Legal Training Courses 2012
54. COLP and COFA Nomination Update
55. SRA Publishes Version 3 of the SRA Accounts Rules 2011
56. SRA Delays COLP and COFA Nomination Process
57. SRA Code of Conduct and SRA Accounts Rules Amendments
58. New CPD Training Course for COFA's
59. Making the most of Fixed Fees
60. Legal CPD Course Schedule for 2011
61. SRA Standards Committe Approves SRA Handbook
62. Telegraphic Transfer Fees Practice Note
63. Residual Client Ledger Balance Clearance Service
64. Subscriber Only Offer VAT for Solicitors Training Course
65. Legal Cashier and Compliance Staff Recruitment
66. Job Vacancy Legal Cashier Leicester
67. New SRA Accounts Rules Two More Things You Need to Know
68. SRA Transparency Rules
69. Consultation and Online Advice Service
70. MLR 2017 Rule 21 Compliance Audit
71. SRA Guidance on the SRA Accounts Rules Issued
72. Is Your Website SRA Compliant

About Us

SRA Accounts Rules Training Course Manchester

SRA Accounts Rules Training Course Birmingham

SRA Accounts Rules Training Course Cardiff

SRA Accounts Rules Training Course London

SRA Accounts Rules Training Course Newcastle

SRA Accounts Rules Training Course Liverpool

SRA Accounts Rules Training Course Leeds

SRA Accounts Rules Training Course Swansea

SRA Accounts Rules Training Course Cambridge

SRA Accounts Rules Training Course Exeter

SRA Accounts Rules Training Course Southampton

SRA Accounts Rules Training Course Norwich

SRA Accounts Rules Training Course York

SRA Accounts Rules Training Course Maidstone

SRA Accounts Rules Training Course Sheffield

SRA Accounts Rules Training Course Cheltenham

SRA Accounts Rules 2011 CPD Training Course East Midlands

SRA Accounts Rules Training Course Bury St Edmunds

Acting for Solicitors - A Guide for Reporting Accountants Training Course London

Acting for Solicitors - A Guide for Reporting Accountants Training Course Leeds

1. COFA CPD Training Course Birmingham

SRA Accounts Rules Training Course Cheshire

Legal Finance Consultancy

1. COFA and COLP Support Service
2. MLR 2017 Regulation 21 Independent Compliance Audit
3. Client Ledger Residual Balance
4. SRA Compliance Health Check
5. SRA Accounts Rules Health Check
6. Money Laundering Compliance Review
7. Office Procedures Manual Review
8. Expert Witness Services
9. Due Diligence

SRA Warning Notice - Improper use of a client account as a banking facility (Updated 6 August 2018)

1. Instructing foreign lawyers

   SRA Case Study: Instructing foreign lawyers

2. Holding unconnected money in a client account

   SRA Case Study: Holding unconnected money in a client account

3. Development work and holding money

   SRA Case Study: Development work and holding money

4. Unconnected payments from client account

   SRA Case Study: Unconnected payments from client account

5. Investment scheme and an escrow arrangement

   SRA Case Study: Investment scheme and an “escrow” arrangement

6. Trust administration work

   SRA Case Study: Trust administration work

7. Commercial rent deposits

   SRA Case Study: Commercial rent deposits

8. Lasting powers of attorney

   SRA Case Study: Lasting powers of attorney

9. Lack of availability of UK banking facilities

   SRA Case Study: Lack of availability of UK banking facilities

10. Aggregated funds

    SRA Case Study: Aggregated funds

11. Collation of investment funds

    SRA Case Study: Collation of investment funds