Legal Finance News
- SRA Anti-money Laundering Clampdown
The SRA have recently put solicitors' firms on notice that they will be carrying out rigorous checks on law firms to mak...SRA Anti-money Laundering Clampdown - read more
- New SRA Accounts Rules [2019] Launch Date
After much delay, the SRA have finally announced that the new SRA Accounts Rules will be in force from 25 November 2019.New SRA Accounts Rules [2019] Launch Date - read more
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SRA Compliance Health Check
Our full regulatory and SRA compliance health check service allows us to consider all aspects of a firm‘s compliance with the rules and guidance issued by the Solicitors Regulation Authority and the Law Society’s recommendations for ‘best practice’ in the following areas:
- SRA Code of Conduct 2011
- SRA Accounts Rules 2011
- Money Laundering Regulations 2017
Our objective is to cover all of the main areas that the Solicitors Regulation Authority would be likely to consider during an inspection visit.
For most firms, a three or four-day visit is usually sufficient to identify any regulatory and compliance issues that may exist. Following our visit, clients receive a full written report of our findings with recommendations as to how compliance can be improved, where weaknesses have been identified.
To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.