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- Money Laundering Regulations 2017 Rule 21 Independent Compliance Audit
As an MLCO, how do you fulfil your obligation to have an effective independent audit function?Money Laundering Regulations 2017 Rule 21 Independent Compliance Audit - read more
- Consultation and Online Advice Service
We now offer an online consultation and advice service for clients.Consultation and Online Advice Service - read more
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SRA Compliance Health Check
Our full regulatory and SRA compliance health check service allows us to consider all aspects of a firm‘s compliance with the rules and guidance issued by the Solicitors Regulation Authority and the Law Society’s recommendations for ‘best practice’ in the following areas:
- SRA Code of Conduct 2011
- SRA Accounts Rules 2011
- Money Laundering Regulations 2017
Our objective is to cover all of the main areas that the Solicitors Regulation Authority would be likely to consider during an inspection visit.
For most firms, a three or four-day visit is usually sufficient to identify any regulatory and compliance issues that may exist. Following our visit, clients receive a full written report of our findings with recommendations as to how compliance can be improved, where weaknesses have been identified.
To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.