Regulatory and Compliance Training & Consultancy

SRA Regulation Update Training

Legal Finance Professionals provides the following SRA Regulation Update Training course.

• SRA Regulation Update

SRA Regulation Update (Live Webinar)

3 CPD Hours

This live webinar has been designed to keep partners, managers, COLP‘s, COFA’s, MLRO‘s and other compliance staff of firms regulated by the Solicitors Regulation Authority (SRA) up-to-date with the SRA Standards and Regulations (STAR’s). It also covers the SRA‘s general approach to regulation of the legal sector as well as the SRA’s Enforcement Strategy.

SRA Standards and Regulations

• The SRA Principles
• The SRA Accounts Rules [2019]
• SRA Code of Conduct for Firms
• SRA Code of Conduct for Solicitors

Regulation by the SRA

• SRA's Approach to Regulation
• SRA Enforcement Strategy
• SRA Risk Outlook
• Key Focus Points
• Future Changes

Open Forum

• A chance to ask questions and discuss issues of interest

NEW: SRA Regulation Update

3 CPD Hours

This course has been designed to help partners, managers, COLP‘s, COFA’s, legal cashiers and other compliance staff to prepare for the introduction of the new SRA Handbook in April 2019. Delegates will learn about the new SRA Accounts Rules, SRA Code of Conduct for Solicitors and SRA Code of Conduct for firms and the impact these will have upon SRA regulated firms of solicitors and licensed bodies.

This up-to-date will also consider the SRA's regulatory approach and the areas they consider to be high-risk as well as looking at the impact of the Money Laundering Regulations 2017.

SRA Accounts Rules

• The new SRA Accounts Rules [2018]
• Impact and comment

SRA Code of Conduct

• New SRA Code of Conduct for Firms
• New SRA Code of Conduct for Solicitors
• trong>**Impact and comment

SRA Regulatory Approach

• COLP‘s & COFA’s - What does the future hold?
• Current Issues
• The SRA's priorities for 2018/19

Money Laundering Regulations

• Changes to the UK anti-money laundering legislation from June 2017

Open Forum

• A chance to ask questions and discuss issues of interest