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SRA Accounts Rules

Course: NEW: A Practical Guide to the New SRA Accounts Rules [2019]
Cost: £195 + vat
CPD: 3 hours
Date: 29 September 2020
Code: SLN290920
Location: London
Time: 9.30am to 12.45pm
Availability: Places

This course focuses on the the new SRA Accounts Rules [2019] which are expected to come into force in November 2019.
Whilst the new SRA Accounts Rules have been significantly reduced in their length, careful consideration of the impact of the new rules is required to ensure that a firm's accounting procedures and systems are revised to remain compliant with the new rules. In some very important areas, if firms do not change their current approach they will be in breach of the new SRA Accounts Rules when they take effect.

Delegates attending this course will benefit from Richard Lane's expert knowledge and experience of the SRA Accounts Rules with clear and practical guidance being provided to ensure that your firm is compliant with the new SRA Accounts Rules when they are launched.

The course content is as follows -


  • Background to the new SRA Accounts Rules

Responsibility for Compliance

  • The responsibilities of the COFA, principals & staff

Correcting Mistakes

  • What to do when breaches occur

The New SRA Accounts Rules v SRA Account Rules 2011

  • What remains the same
  • What has changed

The New SRA Accounts Rules Explained

  • The key provisions
  • Pitfalls to be avoided
  • SRA additional guidance

Open Forum

  • A chance to ask questions and seek advice on specific issues

This course is designed to meet the needs of Compliance Officers for Finance and Administration (COFA's), sole practitioners, partners, members, directors, managers, fee earners, compliance/risk officers, practice managers and finance staff working within a solicitors practice or Alternative Business Structure (ABS).

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