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SRA Regulation Update

Course: SRA Regulation Update (Live Webinar)
Cost: £125 + vat
CPD: 3 hours
Date: 12 October 2021
Code: YOL121021
Location: Webinar
Time: 10.00am to 1.00pm
Availability: Places

This live webinar has been designed to keep partners, managers, COLP‘s, COFA’s, MLRO‘s, legal cashiers and other compliance staff of firms regulated by the Solicitors Regulation Authority (SRA) up-to-date with the new SRA Standards and Regulations (STAR’s) introduced on 25 November 2019. It will also cover the SRA‘s general approach to regulation of the legal sector as well as the SRA’s Enforcement Strategy. An update on the Money Laundering Regulations 2017 will also be provided.

SRA Standards and Regulations

  • The SRA Principles
  • The SRA Accounts Rules [2019]
  • SRA Code of Conduct for Firms
  • SRA Code of Conduct for Solicitors

Regulation by the SRA

  • SRA's Approach to Regulation
  • SRA Enforcement Strategy
  • Risk Outlook for 2020/21

Money Laundering Regulations 2017

  • 5MLD Changes
  • Key Focus Points
  • Future Changes

Open Forum

  • A chance to ask questions and discuss issues of interest

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