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Legal Regulatory Compliance Training

Legal Finance Professionals provide a Legal Regulatory Compliance training course.

How to Survive an SAR Inspection: An Insider’s Guide

3 CPD Hours

This course explains the powers and procedures of the Solicitors Regulation Authority as regards inspection visits under the Solicitors' Accounts Rules 1998. Delegates will learn the typical reasons why the SRA may choose to investigate a firm, what the inspection process involves, the range of possible inspection outcomes and post inspection procedures. Delivered by Richard Lane, a former Forensic Investigation manager, delegates will find that this course provides an invaluable insight into the workings of Forensic Investigations.

This course is designed to meet the needs of all fee earning staff, principals in practice, compliance/risk officers, finance staff, practice managers and reporting accountants.


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