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Legal Finance Consultancy

Providing a Bespoke Consultancy Service

Our expertise in legal regulatory and compliance issues enables us to offer a range of consultancy services for firms, individual solicitors and others involved in the legal profession.

The following are the most popular services that we provide, alternatively call us now on 0845 6500 112 or complete the contact form to learn how we may be able to assist you.

COFA Support Service

If you are a Compliance Officer for Finance and Administration (COFA) our dedicated COFA Support Service offers peace of mind and a range of valuable benefits to subscribers. The following link will take you a page giving more information about our COFA Support Service.

SRA Compliance Health Check

Our full regulatory and compliance health check service allows us to consider all aspects of a firm‘s compliance with the rules and guidance issued by the Solicitors Regulation Authority and the Law Society’s recommendations for ‘best practice’ in the following areas:

  • SRA Code of Conduct 2011
  • SRA Accounts Rules 2011
  • Money Laundering Regulations 2007

Our objective is to cover all of the main areas that the Solicitors Regulation Authority would be likely to consider during an inspection visit.

For most firms, a three or four day visit is usually sufficient to identify any regulatory and compliance issues that may exist. Following our visit, clients receive a full written report of our findings with recommendations as to how compliance can be improved, where weaknesses have been identified.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

SRA Accounts Rules Health Check

If a firm's main concern is compliance with the SRA Accounts Rules , a two day visit will usually enable us to review your accounting records and procedures to ensure that they are compliant with the requirements of the SRA Accounts Rules.

As with the full SRA Compliance Health Check, clients receive a written report of our visit findings with recommendations as to how compliance with the SRA Accounts Rules can be improved, where weaknesses have been identified.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

Client Care Letter/Terms and Conditions of Business of Business Review

Where a firm is concerned to know whether or not their client care letters and standard terms and conditions of business comply with the SRA Code of Conduct and Law Society best practice guidance an off-site review of your standard documentation offers a cost effective method of ensuring that these important documents are kept upto date.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

Money Laundering Regulations 2007 Compliance Review

All firms within the regulated sector for the purposes of the Money Laundering Regulations 2007 should have adopted a risk based approach towards due diligence in order to comply with the regulations since 15 December 2007. One of the key requirements of the regulations is that you have in place complaint documented policies and procedures.

We can review your existing policies and procedures and advise you on compliance issues and, of course, we are able to assist you to comply with your training obligations under the Money Laundering Regulations 2007 through the provision of in-house training or by attendance on one of our scheduled courses.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

Dealing with the Solicitors Regulation Authority

If you have received notification from the Solicitors Regulation Authority that you are to be visited by either Forensic Investigations (FI) or Practice Standards Unit (PSU), we can assist you in preparing for that visit or advise on particular matters that might be of concern.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

Expert Witness Services

If you are facing regulatory action by the Solicitors Regulation Authority or have been referred to the Solicitors Disciplinary Tribunal, we can assist you in presenting your case in the best possible light.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.

Due Diligence

If you are considering acquiring or merging with another firm it is imperative that you know about any problems or potential problem areas as these can have serious financial and regulatory consequences for your firm in the future.

Our expertise lies in our ability to identify not only compliance issues relating to the SRA Accounts Rules but also breaches of the SRA Code of Conduct which are unlikely to be identified at this stage by any other means.

Depending on the size of the firm, a due diligence review would typically take between 5 to 10 days.

To discuss how we can assist you call us now on 0845 6500 112 or complete the contact form.


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